Weekend Studying For Monetary Planners (March 4-5)







Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that amid financial and market headwinds, the tempo of RIA M&A exercise was slower in January and February in comparison with the identical interval final 12 months. If this development continues, 2023 can be the primary 12 months in additional than a decade to see fewer transactions than the 12 months earlier than, although some trade observers proceed to see important urge for food for offers.

Additionally in trade information this week:

  • A current FINRA arbitration ruling reaffirmed the flexibility of brokers working within the unbiased broker-dealer mannequin to take their purchasers with them after they change companies
  • A bipartisan group of U.S. Senators is contemplating potential methods to shore up Social Safety, from elevating the retirement age to 70 to making a sovereign wealth fund

From there, we’ve a number of articles on observe administration:

  • How advisory companies can leverage their CRM software program to run a extra environment friendly observe
  • Finest practices for companies to contemplate when selecting coaching applications
  • Why getting again to fundamentals, significantly with regards to resolution making, will help companies overcome difficult market circumstances

We even have quite a few articles on wealth:

  • What being ‘upper-middle class’ truly means in greenback phrases
  • Why many shoppers overestimate the dimensions of the nest egg they might want to have a snug retirement
  • How advisors and purchasers would possibly change their expectations for fixed-income investments as rates of interest and yields have risen

We wrap up with three remaining articles, all about taking motion:

  • Why making an attempt to reside a life with ‘no regrets’ can hinder self-improvement
  • Why it is very important not let main ‘occasions’ distract from the general ‘journey’, whether or not it’s an interpersonal relationship or a consumer’s retirement
  • How a willingness to take imperfect actions will help drive advisory agency progress

Benefit from the ‘gentle’ studying!

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